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This involves examining the general state of a company’s compliance status with legislation applicable to it as a registered capital market operator in Nigeria.
The process walk-through exercise will identify areas where the Company is non–compliant and develop strategies for closing the gaps.
Scope of review:
Based on our audit findings, we will develop a Regulatory Compliance Action Plan, which will highlight remedial actions and process improvements that need to be taken to bring the business in line with regulatory standards. In this regard, we will:
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We offer 1:1 coaching for aspiring/new compliance professionals. Here you lead the wheel and ask questions and our lead consultant will help you get more clarity on the things you need to focus on as an aspiring/new compliance professional.
Do you need bespoke compliance related policies for your business? If yes, you are in the right place.
A Policy is a written statement, which defines an organisation’s position or strategy on the matter(s) the policies address. A Policy answers the question “what are we going to do about ‘X’?”, defines the parameters for decision-making and clarifies compliance issues for staff. It is a planned line of conduct in the light of which individual decisions are made and coordination achieved.
Here are some compliance related policies and procedures that a business should put in place:
We are able to curate tailored made policies and documentation for your business taking into consideration industry specifics and regulatory requirements.
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